WHY RISK CUSTOMER SATISFACTION?

Maintain customer satisfaction by ensuring transparency & compliance

Plan
for market changes

WHY RISK GOVERNANCE?

Assign and monitor tasks across hierarchies with ComplyScore’s solutions for Finance.

Prevent
governance mishaps

WHY RISK EFFICIENCY?

Downsize lengthy monitoring and boost efficiency with ComplyScore.

Understand
your organization

Regulatory requirements in the global finance industry require organizations to look more closely at the way they manage financial risk. ComplyScore’s centralized GRC solutions enable you to maintain transparency and at the same time deliver increased business value to stakeholders.

COMPLYSCORE GRC

Task Management, Fraud, Dodd-frank, Regulatory Audit
ComplyScore Finance offers you a host of solutions to manage your organization, according to changing industry requirements.

BUILT BY EXPERTS

Automated Due-diligence, On-going risk assessments, non-compliance
ComplyScore GRC has been built under the guidance of financial experts, giving you complete control over your company.

Why ComplyScore?

Manage artefacts, On demand status reports, Information Security
ComplyScore is built to serve an organization of any size and its simple implementation across your organization.

Overcome challenges in Financial Services with ComplyScore

Challenges in Financial Industry

Benefits

  • Effectively manage vendors
  • Evaluate risk at every step and sub-step
  • Automated Due-diligence
  • On-going risk assessments
  • Reduce risk of non-compliance
  • Real time tracking of Vendor related Issues
  • Manage artefacts and evidence for audits
  • On demand status reports management

Customer speak

“After implementing ComplyScore across our organization, we no longer have innumerable cabinets filled with lengthy documents. The company has just become smarter.”

Financial Consultant on the East Coast

Risk Assessments, Compliance Updates, Contract Management

Financial services companies around the world are facing major challenges, With regulation becoming tighter and markets more volatile. Address your key challenges in Financial Service Industry with ComplyScore modules & solutions.

Regulatory Audit, SEC, FDIC, OTS, OCC, NCUA, FINRA, UDAAP

Modules

Solutions

  • Task Management
  • Policy & Procedure Management
  • Incident Management
  • Contract Management